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DOL Benefit Plan Case Recovers $68 Million

The Department of Labor routinely investigates cases of potentially fraudulent activity against benefit plans including 401k plans. The purpose of these investigations is to stop any illegal..

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Considerations for the Upcoming Annual Enrollment Process

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Roth Versus Traditional 401(k) Options – Which is Best?

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Form 5500 Deadline Extensions – Disaster Relief

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Deep Dive on 401(k) Plan Audit Pricing

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Have You Considered Diversity in Your 401k Plan?

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Legislative Update for 401k Plans

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Is Your 401(k) a Qualified Plan?

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Do You Offer Annuities in Your 401(k) Plan?

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Why Investment Advice is Important For a 401(k) Plan

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How to Select an Auditor for Your 401(k) Plan

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What to Consider When Selecting a 401(k) Provider

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Keeping Your Retirement Account Secure

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Cybersecurity Message from the Department of Labor

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Key Areas to Communicate to Employees About Your 401(k) Plan

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Reviewing Fees Charged to Your 401(k) Plan

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Attracting Potential New Employees – Help!

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Why Does My 401(k) Plan Need an Investment Policy Statement?

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Eligibility Requirements in Your 401(k) Plan

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If You Have A Lot of 401k Distributions–Should You Be Concerned?

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The importance of communication for 401(k) participants

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What Is a Summary Annual Report for a 401(k) Plan?

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Have You Received Questions About 401(k) Rollovers?

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A Hidden 401(k) Plan Cost – Terminated Employees

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Working for a Virtual 401(k) Audit CPA Firm

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Are You Considering Including Auto-enrollment in Your 401(k) Plan?

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Did you Just Find out That You Need a 401(k) Audit?

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What Items Should You Review on Your Form 5500?

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Does Your 401(k) Plan Have an Oversight Committee?

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Overall 401(k) Performance – 2020

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401(k) Plan Distributed or Defaulted Loans

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Taking out a 401(k) Plan loan

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Do you need a Document Retention Policy

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Understanding Cyber Security for 401(k) Plans

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Are You Considering Joining a Pooled Employer Plan?

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What to expect from a Virtual 401(k) Audit

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Changing Your Plan to a Safe Harbor 401(k) Plan

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How Should I Conduct a 401(k) Plan Self-Audit?

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Quarterly Analysis of Retirement Accounts

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Another 401(k) Lawsuit!

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How Should You Review Your 401k Plan Audit Report?

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Performance Review: 401(k) Service Provider

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Form 5500 Changes for 2020 Plan Year

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What Are The Basic Steps to Complete a 401(k) Audit?

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SECURE Act 2.0 – Update

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How to Avoid Common Errors Found During 401(k) Audits

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What does the Secure Act 2.0 mean for you?

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What are Pooled Separate Accounts?

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Consider Adding General Account Investments to Your 401(k) Plan

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Cybersecurity for 401(k) Plans

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Missing 401(k) Plan Participants?

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What are Common Collective Trust Funds in a 401(k) Plan?

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Why Does My 401(k) Plan Contain Mutual Funds?

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The Importance of 401(k) Plan Communications to Employees

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How Does Having Remote Workers Impact Your 401(k) Plan?

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The Benefits of Hiring a Fixed-Fee 401(k) Auditor

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Understanding 401(k) Plan Record Keepers

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Fee Disclosure for 2021

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What to know about the 1099-R form

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I Engaged An Auditor for My 401(k) Plan – Now What?

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Form 5500 – What is that?

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Emergency Savings and Your 401(k) Plan

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Has Your Auditor Mentioned Something About a Sample?

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How Does Enrollment for Your 401(k) Plan Work?

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Topics: 401(k) Plan Update

Stimulus Package Updates for 401(k) Plans

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Topics: 401(k) Plan Update

Is the Limited Scope Audit Going Away?

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Understanding 401(k) Benefit Plan Terminology

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How to avoid 401(k) plan lawsuits

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Filing Form 5500: What you need to know about it

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Are You Looking for an Improved Audit Process?

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Comparing Your 401(k) Plan Structure to Other Plans

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Do You Have Millennials in Your Company 401(k) Plan?

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401(k) Annual Discrimination Testing-FAILURE

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New administration in Washington – Does it matter?

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Plan Sponsor Fiduciary Responsibilities

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Are You a Plan Fiduciary?

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Do You Have Outstanding Forfeiture Amounts in Your 401(k) Plan?

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Have You Double Checked Your Fidelity Bond for Your Benefit Plan?

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Planning for Retirement

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How to avoid compensation & contribution 401(k) Plan errors

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What is a Virtual Audit and How Does it Work?

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401(k) Plan Discrimination Testing - Your Auditors Review

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My Auditor Has Asked About a SOC Report – What is That?

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What to Look For in Your 401(k) Plan Engagement Letter

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What Can I Do To Help Improve My 401(k) Plan?

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Update-Partial Plan Termination

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Preparing a 401k Plan Census

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Review and Update Your 401(k) Plan Sponsor Contact Information

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Strafford Webinar: Speaker Kim Moore

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Increasing lawsuits over 401(k) Plans: What you should know

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Will Your Auditor Be Adopting SAS 136?

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You Want to Change Benefit Plan Providers?

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Year-End Payroll Preparation

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Year-End Review of Your 401(k) Plan

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Delay in Retirement Coming?

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What Does Your Plan’s Retirement Age Really Mean?

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Rollover Options for Terminated Service

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How the SECURE Act Impacts 401k Plan Participants

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Upcoming Audit Standard for Employee Benefit Plan Audits

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Receiving a notice from the DOL about Form 5500

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Webinar Event: Want to reduce the time and cost of your audit?

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Preparing For End of Year Plan Requirements

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New IRS Ruling that May Impact Your 401(k) Plan

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5 Simple (but important) Tips on How to Find a 401(k) Auditor

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Updated for SECURE ACT Changes?

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Beware of Suspicious Calls Regarding Your 401(k) Plan

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How to Correct Missed Participant Deferrals

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IRS Updates 401(k) Plan Contribution Limits for 2021

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401(k) Trends with David Ramirez

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Things to Consider for Your 2021 Audit

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Potential New Legislation: Securing a Strong Retirement Act

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Do You Need Help Finding 401(k) Plan Participants?

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Our Top 5 401(k) Blogs for September 2020

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Remember to Distribute Your 401(k) Plan Summary Annual Report

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Why 1099-R is Important for Your 401(k) Plan

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Selecting a Plan Service Provider for Your Plan

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Kim Moore: Panelist at the AICPA ENGAGE Conference

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401(k) Related Penalties

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Topics: 401K Audit, Podcast

2021 Guide for Finding the 401k Auditor You Need

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Boosting Your Retirement Savings

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4 Steps to Look at When Selecting a Qualified 401(k) Plan Auditor

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The Value of Investment Advice to a 401(k) Plan

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Preparing the Company 401(k) Open Enrollment

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Have You Heard About the Safe Harbor 401(k) Plan Option?

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Important Areas to Communicate to Your Employees

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Risks the pandemic poses to 401(k) Plans

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Implementing Auto-Enrollment Into Your Company’s 401(k) Plan

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Topics: 401K Audit, Podcast

Qualified Plan – What Does That Mean?

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UPDATE: IRS Delays Due to Disaster Situations

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How to Evaluate the Fees Charged Inside your 401(k) Plan

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Changes to the Hardship Withdrawal Rules for your 401(k) Plan

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Reviewing Your Participants 401(k)

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Your Service Provider Asks You to Review Your Form 5500 – Help!

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Annuity Options in Your 401(k) Plan – SECURE Act Update

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Necessary Controls for 401(k) Plan Distributions

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SECURE Act Update – August 2020

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401(k) Plan: Investment Policy Statement

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Filing Form 5500

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Topics: 401K Audit, Podcast

Benefit plans: Employee Communication

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How Many Investment Options Should You Have in a 401(k) Plan?

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It’s Time to File Your Form 5500 – Now What?

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Our Top Five 401(k) Blogs for June 2020

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401(k) Plan Rollover

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Preparing your audit for the IRS & DOL

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401(k) Plan Self-Audit

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401(k) Plan Documents: Keep Them Current

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Kim Moore: AICPA ENGAGE Conference Panelist

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Preparing for the Form 5500 Deadline

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How 401(k) Audits Are Being Impacted By The COVID-19 Pandemic

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New DOL Proposal: ESG Funds

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Another Concern During the Pandemic – Data Security

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The CARES Act and Your 401(k) Plan

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401(k) Plan Documents – Updates for CARES Act 2020

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Requested documents for a 401(k) plan audit

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Reviewing Participant Loans

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Summary Annual Report

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New DOL Rules Regarding Required Disclosures

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Is Your 401k Plan in Compliance & Audit Ready?

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Things to Consider as a Plan Sponsor During these Difficult Times

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Common errors in 401K Audits [Part 2]

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Reviewing Your 401(k) Plan Investment Performance

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Your Upcoming Form 5500 Deadline

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2020 Update: Required Minimum Distribution (RMD)

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What to Include in Your 401(k) Plan Document Retention Policy

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Your Fiduciary Duty - Monitoring Your 401(k) Plan Service Providers

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Our Top Five 401(k) Blogs for April 2020

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401(k) Participant Loans in Difficult Times

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401k Audit Report – What to look for

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Plan Well: How to Distribute your 2021 401k Fee Disclosures

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What to expect from a 401(k) Audit

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Increased Cyber-security Attacks on 401(k) Plans Due to Pandemic

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Virtual 401(k) Audits – Tips from Summit CPA Group

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Common errors in 401(k) Audits [Part 1]

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Topics: 401K Audit, Podcast

Pooled Separate Accounts - 401(k) Plan Investments

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401(k) Plan Investments-Mutual Funds

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Our Top Five 401(k) Blogs for March 2020

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401(k) Investments: Common Collective Trusts

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401(k) Plan Investment Diversification

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Internal Controls in Your 401(k) Plan During COVID-19

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Join our LinkedIn Webinar with Kim Moore and Matt Towers

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Topics: 401K Audit, 401k plan, Webinar

Key factors to look for when hiring a 401(k) audit firm

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Webinar: Layoffs and Your 401(k): What You Need to Know

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Pricing for a 401(k) Audit

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SAS 136 - Audit Report Update

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CARES Act – What Does it Mean for 401(k) Plan Sponsors?

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COVID-19: Provider and Investment Questions

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The SECURE Act/Opinion Letter Changes

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So, You Need an Audit – Is a Virtual Audit Possible?

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Plan Sponsor Guide for 401(k) Plans During the Pandemic

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What is a 401(k) Plan fiduciary?

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Audit Sampling for Your 401(k) Plan

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Your Guide to Form 5500

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Necessary Information to Complete Your 401(K) Audit

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What companies must know before the 401(k) audit deadline

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Monitoring Controls for a 401(k) Plan

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7 Unique Terms Used in the Employee Benefit Plan Industry

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Why is an SOC Report Important to Your 401(k) Plan?

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Our Top Five 401(k) Blogs for January 2020

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AICPA Employee Benefit Plan Audit Quality Center

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Distinguishing a Knowledgable 401K Auditor

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