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401(k) Plan Distributed or Defaulted Loans

Participant 401(k) Loans 

If you are the Plan Sponsor of a 401(k) Plan, you may offer the option to participants to withdraw funds from their accounts and repay the amounts over a specified..

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Have Your 401k Plan Participants Asked About Taking out a Loan?

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Do You Actually Need a Document Retention Policy for Your 401(k) Plan?

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Understanding Cyber Security for 401(k) Plans

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Are You Considering Joining a Pooled Employer Plan?

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What to expect from a Virtual 401(k) Audit

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Topics: 401K Audit, Audit, Virtual 401k Audit

Changing Your Plan to a Safe Harbor 401(k) Plan

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How Should I Conduct a 401(k) Plan Self-Audit?

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Quarterly Analysis of Retirement Accounts

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Another 401(k) Lawsuit!

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How Should You Review Your 401k Plan Audit Report?

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Performance Review: 401(k) Service Provider

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Form 5500 Changes for 2020 Plan Year

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What Are The Basic Steps to Complete a 401(k) Audit?

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SECURE Act 2.0 – Update

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How to Avoid Common Errors Found During 401(k) Audits

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What does the Secure Act 2.0 mean for you?

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What are Pooled Separate Accounts?

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Consider Adding General Account Investments to Your 401(k) Plan

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Cybersecurity for 401(k) Plans

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Missing 401(k) Plan Participants?

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What are Common Collective Trust Funds in a 401(k) Plan?

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Why Does My 401(k) Plan Contain Mutual Funds?

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The Importance of 401(k) Plan Communications to Employees

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How Does Having Remote Workers Impact Your 401(k) Plan?

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The Benefits of Hiring a Fixed-Fee 401(k) Auditor

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Understanding 401(k) Plan Record Keepers

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Fee Disclosure for 2021

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What to know about the 1099-R form

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I Engaged An Auditor for My 401(k) Plan – Now What?

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Form 5500 – What is that?

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Emergency Savings and Your 401(k) Plan

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Has Your Auditor Mentioned Something About a Sample?

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How Does Enrollment for Your 401(k) Plan Work?

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Topics: 401(k) Plan Update

Stimulus Package Updates for 401(k) Plans

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Is the Limited Scope Audit Going Away?

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Understanding 401(k) Benefit Plan Terminology

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How to avoid 401(k) plan lawsuits

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Filing Form 5500: What you need to know about it

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Are You Looking for an Improved Audit Process?

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Comparing Your 401(k) Plan Structure to Other Plans

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Do You Have Millennials in Your Company 401(k) Plan?

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401(k) Annual Discrimination Testing-FAILURE

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New administration in Washington – Does it matter?

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Plan Sponsor Fiduciary Responsibilities

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Are You a Plan Fiduciary?

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Do You Have Outstanding Forfeiture Amounts in Your 401(k) Plan?

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Have You Double Checked Your Fidelity Bond for Your Benefit Plan?

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Planning for Retirement

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How to avoid compensation & contribution 401(k) Plan errors

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What is a Virtual Audit and How Does it Work?

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401(k) Plan Discrimination Testing - Your Auditors Review

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My Auditor Has Asked About a SOC Report – What is That?

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What to Look For in Your 401(k) Plan Engagement Letter

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What Can I Do To Help Improve My 401(k) Plan?

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Update-Partial Plan Termination

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Preparing a 401k Plan Census

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Review and Update Your 401(k) Plan Sponsor Contact Information

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Topics: 401K Audit, 401k plan, Audit, 401(k) Plan Update

Strafford Webinar: Speaker Kim Moore

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Topics: 401K Audit, 401k plan, Webinar

Increasing lawsuits over 401(k) Plans: What you should know

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Will Your Auditor Be Adopting SAS 136?

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You Want to Change Benefit Plan Providers?

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Year-End Payroll Preparation

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Year-End Review of Your 401(k) Plan

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Delay in Retirement Coming?

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What Does Your Plan’s Retirement Age Really Mean?

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Rollover Options for Terminated Service

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How the SECURE Act Impacts 401k Plan Participants

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Upcoming Audit Standard for Employee Benefit Plan Audits

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Receiving a notice from the DOL about Form 5500

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Webinar Event: Want to reduce the time and cost of your audit?

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Preparing For End of Year Plan Requirements

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New IRS Ruling that May Impact Your 401(k) Plan

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5 Simple (but important) Tips on How to Find a 401(k) Auditor

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Updated for SECURE ACT Changes?

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Beware of Suspicious Calls Regarding Your 401(k) Plan

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How to Correct Missed Participant Deferrals

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IRS Updates 401(k) Plan Contribution Limits for 2021

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401(k) Trends with David Ramirez

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Things to Consider for Your 2021 Audit

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Potential New Legislation: Securing a Strong Retirement Act

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Do You Need Help Finding 401(k) Plan Participants?

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Our Top 5 401(k) Blogs for September 2020

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Remember to Distribute Your 401(k) Plan Summary Annual Report

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Why 1099-R is Important for Your 401(k) Plan

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Selecting a Plan Service Provider for Your Plan

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Kim Moore: Panelist at the AICPA ENGAGE Conference

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401(k) Related Penalties

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What to Look for When You Need an Auditor for Your 401(k) Plan

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Boosting Your Retirement Savings

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4 Steps to Look at When Selecting a Qualified 401(k) Plan Auditor

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The Value of Investment Advice to a 401(k) Plan

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Preparing the Company 401(k) Open Enrollment

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Have You Heard About the Safe Harbor 401(k) Plan Option?

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Important Areas to Communicate to Your Employees

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Risks the pandemic poses to 401(k) Plans

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Implementing Auto-Enrollment Into Your Company’s 401(k) Plan

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Qualified Plan – What Does That Mean?

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UPDATE: IRS Delays Due to Disaster Situations

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How to Evaluate the Fees Charged Inside your 401(k) Plan

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Changes to the Hardship Withdrawal Rules for your 401(k) Plan

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Reviewing Your Participants 401(k)

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Your Service Provider Asks You to Review Your Form 5500 – Help!

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Annuity Options in Your 401(k) Plan – SECURE Act Update

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Necessary Controls for 401(k) Plan Distributions

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SECURE Act Update – August 2020

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401(k) Plan: Investment Policy Statement

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Filing Form 5500

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Topics: 401K Audit, Podcast

Benefit plans: Employee Communication

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How Many Investment Options Should You Have in a 401(k) Plan?

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It’s Time to File Your Form 5500 – Now What?

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Our Top Five 401(k) Blogs for June 2020

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401(k) Plan Rollover

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Preparing your audit for the IRS & DOL

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401(k) Plan Self-Audit

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401(k) Plan Documents: Keep Them Current

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Kim Moore: AICPA ENGAGE Conference Panelist

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Preparing for the Form 5500 Deadline

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How 401(k) Audits Are Being Impacted By The COVID-19 Pandemic

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New DOL Proposal: ESG Funds

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Another Concern During the Pandemic – Data Security

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The CARES Act and Your 401(k) Plan

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401(k) Plan Documents – Updates for CARES Act 2020

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Requested documents for a 401(k) plan audit

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Reviewing Participant Loans

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Summary Annual Report

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New DOL Rules Regarding Required Disclosures

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Is Your 401k Plan in Compliance & Audit Ready?

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Things to Consider as a Plan Sponsor During these Difficult Times

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Common errors in 401K Audits [Part 2]

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Topics: 401K Audit, Podcast

Reviewing Your 401(k) Plan Investment Performance

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Your Upcoming Form 5500 Deadline

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2020 Update: Required Minimum Distribution (RMD)

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What to Include in Your 401(k) Plan Document Retention Policy

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Your Fiduciary Duty - Monitoring Your 401(k) Plan Service Providers

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Our Top Five 401(k) Blogs for April 2020

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401(k) Participant Loans in Difficult Times

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401k Audit Report – What to look for

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Distributing Your 2020 Fee Disclosure to Plan Participants

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What to expect from a 401(k) Audit

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Increased Cyber-security Attacks on 401(k) Plans Due to Pandemic

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Virtual 401(k) Audits – Tips from Summit CPA Group

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Common errors in 401(k) Audits [Part 1]

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Topics: 401K Audit, Podcast

Pooled Separate Accounts - 401(k) Plan Investments

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401(k) Plan Investments-Mutual Funds

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Our Top Five 401(k) Blogs for March 2020

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401(k) Investments: Common Collective Trusts

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401(k) Plan Investment Diversification

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Internal Controls in Your 401(k) Plan During COVID-19

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Join our LinkedIn Webinar with Kim Moore and Matt Towers

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Topics: 401K Audit, 401k plan, Webinar

Key factors to look for when hiring a 401(k) audit firm

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Webinar: Layoffs and Your 401(k): What You Need to Know

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Pricing for a 401(k) Audit

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SAS 136 - Audit Report Update

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CARES Act – What Does it Mean for 401(k) Plan Sponsors?

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COVID-19: Provider and Investment Questions

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The SECURE Act/Opinion Letter Changes

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So, You Need an Audit – Is a Virtual Audit Possible?

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Our Top Five 401(k) Blogs for February 2020

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Plan Sponsor Guide for 401(k) Plans During the Pandemic

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What is a 401(k) Plan fiduciary?

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Audit Sampling for Your 401(k) Plan

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Your Guide to Form 5500

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Necessary Information to Complete Your 401(K) Audit

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What companies must know before the 401(k) audit deadline

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Monitoring Controls for a 401(k) Plan

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7 Unique Terms Used in the Employee Benefit Plan Industry

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Why is an SOC Report Important to Your 401(k) Plan?

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Our Top Five 401(k) Blogs for January 2020

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AICPA Employee Benefit Plan Audit Quality Center

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Distinguishing an knowledgable 401K Auditor

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401(k) Forfeiture Accounts Contributions

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401(k) Plan: Full Scope or Limited Scope 401(k) Audit?

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Failing the 401(k) Non-Discrimination Testing

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What is the 80 – 120 rule?

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Why Your 401(k) Plan Needs a Fidelity Bond

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Topics: 410k plan

Step 2-After You Select a Benefit Plan Auditor

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Conduct Your 401(k) Audit Virtually

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Reviewing Your 401(k) Plan Non-Discrimination Testing

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It's Time to Update Your 401(k) Plan Sponsor Contact Information

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It's Time to Set-Up Your 401(k) Compliance Calendar

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Our Top Five 401(k) Blogs for December 2019

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Streamline your 401(k) Audit

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What is a 401(k) Plan Census?

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Red Flag Issues on Your Form 5500

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Prepare for Your 401(k) Plan Year-end

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New! SECURE Act Update

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Document Retention During a Business Transition

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Investment Policy Statement for a 401(k) Plan

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ERISA Statute of Limitations

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ERISA Retirement Plan Settlements in 2019

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Hardship Withdrawals – Changes in 2019

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IRS Updates 401(k) Plan Contribution Limits for 2020

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Enhancing Employee Communication Regarding Benefit Plans

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Open Enrollment Is Almost Here

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Distributing your 401(k) Plan Summary Annual Report

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Our Top Five 401(K) Audit Blog Posts for September 2019

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IRS Extends Form 5500 Filing Deadlines for Those in Disaster Areas

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October 15th Form 5500 Deadline!

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The Internal Controls in Your 401k Plan

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