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401k Service Provider Reliance

As auditors, when we ask our clients about the specific operations of their 401(k) Plan, we often hear “we don’t do anything for the 401(k) Plan, our service provider handles all of that”. While that..

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Topics: 401K Audit, 410k plan, CPA Firm, Virtual 401k Audit

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Should You Consider a Remote Audit for your 401(k) Plan?

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Topics: Remote work, 401k plan, Audit, Virtual 401k Audit

What is a Form 5500?

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Topics: 401K Audit, 401k plan, Form 5500, Virtual 401k Audit

The Secure Act 2.0

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Topics: 401K Audit, 401k plan, Podcast

Do You Have “Lost” Participants in your 401(k) Plan?

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Topics: Business Advisory, 401K Audit, 410k plan, Virtual 401k Audit

Have You Selected a 401(k) Auditor Yet?

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Topics: Business Advisory, 401K Audit, 401k plan, CPA Firm

Cryptocurrency in a 401(k) Plan?

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Topics: Business Advisory, 401K Audit, 401k plan, Audit, Virtual 401k Audit

Summit CPA Has Joined Anders

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Topics: 401K Audit, 401k plan, Podcast

UPDATE: To Bill SECURE Act 2.0

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Topics: Business Advisory, 401k plan, Audit, 401(k) Plan Update

What are the 401(k) Implications of Adding Auto-Enroll to a Plan?

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Topics: 401K Audit, 401k plan, Audit, Virtual 401k Audit

What is a Safe Harbor 401(k) Plan?

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Topics: Business Advisory, 401K Audit, 401k plan, Audit

May 2022 Summit CPA Employee Spotlight: Brittney Burke

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Topics: Employee Spotlight, Virtual 401k Audit

Security Concerns in a 401k Plan

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Topics: Business Advisory, 401K Audit, 401k plan

Building Stronger Relationships with your 401k Auditor

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Topics: 401K Audit, 401k plan, Podcast

Reviewing Cybersecurity Risks for your 401(k) Plan

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Topics: 401K Audit, 401k plan, Audit, Virtual 401k Audit

Should I Hire an Investment Advisor For My 401(k) Plan?

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Topics: Business Advisory, Virtual CFO, 401K Audit, Audit

103a3C Versus Non-103a3c 401(k) Plan Audits?

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Topics: 401K Audit, 401k plan, Audit

Summit CPA Group Merges with Anders CPA + Advisors

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5 Areas That Will Require Your Focus During a 401k Plan Audit

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Topics: 401K Audit, 401k plan, Virtual 401k Audit

Key Terms and Elements of 401k Plan Testing

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March 2022 Summit CPA Employee Spotlight: Kim Moore

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Topics: Employee Spotlight

AuditMiner with Kelly Mann

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Necessary 401k Audit Document Check List

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Topics: 410k plan, Audit, Virtual 401k Audit

What Should I Consider When Selecting a 401(k) Auditor?

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What Documents Will I Need to Provide For a 401k Audit?

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Topics: Business Advisory, 401K Audit, Virtual 401k Audit

SAS 136 Revisit

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How Much Will My 401k Audit Cost?

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What Should I Expect During a 401(k) Audit?

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Will My Plan Need a 401(k) Plan Audit?

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How Plan Sponsors can avoid 401(k) plan lawsuits

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Topics: 401K Audit, 401k plan, Virtual 401k Audit

Getting Ready for Your Plan Census

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Payroll Ghost Employee?

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It is Time to Review Your Fidelity Bond

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The Twelve Days of a 401(k) Plan Christmas

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Topics: 401K Audit, Podcast

Can I Reduce Administrative Fees for my 401(k) Plan?

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Tools your 401(k) auditor uses

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Why Does a 401(k) Audit Take So Long?

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Topics: Virtual 401k Audit

Looking at The Great Resignation

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How Can I Protect Myself as a 401(k) Plan Fiduciary?

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401(k) Sponsors: Upcoming Supreme Court Case

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Review Asset Certification–Get Ready for Your 2021 401(k) Audit

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New Audit Standard 2021

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Be Careful of Calls Regarding Your 401k Plan

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The Definition of Eligible 401(k) Plan Participants

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Do Your Employees Really Care About Your 401(k) Plan?

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Plan Limits Updated for 2022 by the IRS

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It’s Time for the 401k Plan Year-end Review

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Top Things To Know About Standard 401K Audits For 2022

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What to consider regarding auto enrollment

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Topics: 401K Audit, 410k plan, Audit

DOL Notice: Did You File Form 5500?

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Are You Ready for a Year-end – Payroll Review?

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Are You Thinking About Changing Benefit Plan Providers?

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How to Find a Qualified 401k Auditor

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Preparing for Your 401k Plan End of Year Requirements

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Is Social Media Influencing Activity in Your 401(K) Plan?

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Open Enrollment: Get a Jump Into Your 401(k) Plan

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Topics: 401K Audit, Podcast

Does Your 401(k) Plan Have Missing Participants?

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Voluntary Delinquent Filer Program

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Topics: Virtual 401k Audit

Understanding minimum distributions

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Are Your Employees Saving Enough for Retirement?

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DOL Benefit Plan Case Recovers $68 Million

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Considerations for the Upcoming Annual Enrollment Process

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Roth Versus Traditional 401(k) Options – Which is Best?

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Form 5500 Deadline Extensions – Disaster Relief

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Deep Dive on 401(k) Plan Audit Pricing

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Have You Considered Diversity in Your 401k Plan?

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Legislative Update for 401k Plans

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Is Your 401(k) a Qualified Plan?

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Do You Offer Annuities in Your 401(k) Plan?

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Why Investment Advice is Important For a 401(k) Plan

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How to Select an Auditor for Your 401(k) Plan

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What to Consider When Selecting a 401(k) Provider

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Keeping Your Retirement Account Secure

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Cybersecurity Message from the Department of Labor

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Key Areas to Communicate to Employees About Your 401(k) Plan

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Reviewing Fees Charged to Your 401(k) Plan

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Attracting Potential New Employees – Help!

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Why Does My 401(k) Plan Need an Investment Policy Statement?

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Eligibility Requirements in Your 401(k) Plan

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If You Have A Lot of 401k Distributions–Should You Be Concerned?

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The importance of communication for 401(k) participants

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What Is a Summary Annual Report for a 401(k) Plan?

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Have You Received Questions About 401(k) Rollovers?

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A Hidden 401(k) Plan Cost – Terminated Employees

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Working for a Virtual 401(k) Audit CPA Firm

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Are You Considering Including Auto-enrollment in Your 401(k) Plan?

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Did you Just Find out That You Need a 401(k) Audit?

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What Items Should You Review on Your Form 5500?

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Does Your 401(k) Plan Have an Oversight Committee?

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401(k) Plan Distributed or Defaulted Loans

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What to expect from a Virtual 401(k) Audit

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Topics: 401K Audit, Audit, Virtual 401k Audit

How Should You Review Your 401k Plan Audit Report?

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Topics: 401k plan

Form 5500 Changes for 2020 Plan Year

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What Are The Basic Steps to Complete a 401(k) Audit?

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Topics: 401k plan

SECURE Act 2.0 – Update

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Topics: 401k plan

How to Avoid Common Errors Found During 401(k) Audits

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Topics: 401K Audit, 401k plan, Virtual 401k Audit

What does the Secure Act 2.0 mean for you?

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Topics: 401K Audit, Podcast

What are Common Collective Trust Funds in a 401(k) Plan?

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Why Does My 401(k) Plan Contain Mutual Funds?

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The Importance of 401(k) Plan Communications to Employees

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How Does Having Remote Workers Impact Your 401(k) Plan?

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The Benefits of Hiring a Fixed-Fee 401(k) Auditor

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Topics: 401K Audit, 410k plan, Virtual 401k Audit

I Engaged An Auditor for My 401(k) Plan – Now What?

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Topics: 401k plan

Emergency Savings and Your 401(k) Plan

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Has Your Auditor Mentioned Something About a Sample?

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How Does Enrollment for Your 401(k) Plan Work?

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Topics: 401(k) Plan Update

Stimulus Package Updates for 401(k) Plans

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Topics: 401(k) Plan Update

Is the Limited Scope Audit Going Away?

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Topics: 401k plan

Understanding 401(k) Benefit Plan Terminology

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How to avoid 401(k) plan lawsuits

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Topics: 401K Audit, Podcast

Filing Form 5500: What you need to know about it

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Topics: 401K Audit, 401k plan, Form 5500, Audit

Are You Looking for an Improved Audit Process?

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Do You Have Millennials in Your Company 401(k) Plan?

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401(k) Annual Discrimination Testing-FAILURE

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New administration in Washington – Does it matter?

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Topics: 401k plan

Plan Sponsor Fiduciary Responsibilities

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Topics: 401k plan

Are You a Plan Fiduciary?

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Do You Have Outstanding Forfeiture Amounts in Your 401(k) Plan?

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401(k) Plan Discrimination Testing - Your Auditors Review

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My Auditor Has Asked About a SOC Report – What is That?

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Topics: 401k plan, Audit

What to Look For in Your 401(k) Plan Engagement Letter

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Topics: 401K Audit, 401k plan, Audit

What Can I Do To Help Improve My 401(k) Plan?

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Topics: 401K Audit, 401k plan, Audit

Preparing a 401k Plan Census

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Topics: 401K Audit, 401k plan, Audit

Review and Update Your 401(k) Plan Sponsor Contact Information

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Topics: 401K Audit, 401k plan, Audit, 401(k) Plan Update

Strafford Webinar: Speaker Kim Moore

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Topics: 401K Audit, 401k plan, Webinar

Will Your Auditor Be Adopting SAS 136?

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Topics: 401k plan

You Want to Change Benefit Plan Providers?

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Topics: 401k plan

Year-End Payroll Preparation

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Topics: 401k plan

What Does Your Plan’s Retirement Age Really Mean?

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Topics: 401k plan

Rollover Options for Terminated Service

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Topics: 401k plan

Upcoming Audit Standard for Employee Benefit Plan Audits

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Topics: 401k plan

Receiving a notice from the DOL about Form 5500

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Topics: 401k plan

Preparing For End of Year Plan Requirements

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Topics: 401k plan

New IRS Ruling that May Impact Your 401(k) Plan

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Topics: 401k plan

5 Simple (but important) Tips on How to Find a 401(k) Auditor

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How to Correct Missed Participant Deferrals

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IRS Updates 401(k) Plan Contribution Limits for 2021

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Topics: 401k plan

401(k) Trends with David Ramirez

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Topics: 401K Audit, Podcast

Things to Consider for Your 2021 Audit

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Potential New Legislation: Securing a Strong Retirement Act

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Topics: 401k plan

Do You Need Help Finding 401(k) Plan Participants?

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Our Top 5 401(k) Blogs for September 2020

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Remember to Distribute Your 401(k) Plan Summary Annual Report

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Why 1099-R is Important for Your 401(k) Plan

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Selecting a Plan Service Provider for Your Plan

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401(k) Related Penalties

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Topics: 401K Audit, Podcast

2022 Guide for Finding the 401k Auditor You Need

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Preparing the Company 401(k) Open Enrollment

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Have You Heard About the Safe Harbor 401(k) Plan Option?

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Important Areas to Communicate to Your Employees

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Risks the pandemic poses to 401(k) Plans

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Implementing Auto-Enrollment Into Your Company’s 401(k) Plan

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Topics: 401K Audit, Podcast

Qualified Plan – What Does That Mean?

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How to Evaluate the Fees Charged Inside your 401(k) Plan

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Topics: 401k plan

Your Service Provider Asks You to Review Your Form 5500 – Help!

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Topics: 401k plan

401(k) Plan: Investment Policy Statement

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Topics: 401k plan

How Many Investment Options Should You Have in a 401(k) Plan?

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Topics: 401k plan

Our Top Five 401(k) Blogs for June 2020

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Topics: 401k plan

401(k) Plan Rollover

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Topics: 401k plan

Preparing your audit for the IRS & DOL

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Topics: 401k plan

401(k) Plan Self-Audit

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Topics: 401k plan

How 401(k) Audits Are Being Impacted By The COVID-19 Pandemic

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Topics: 401K Audit, Podcast

Another Concern During the Pandemic – Data Security

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Topics: 401K Audit

The CARES Act and Your 401(k) Plan

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401(k) Plan Documents – Updates for CARES Act 2020

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Is Your 401k Plan in Compliance & Audit Ready?

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Reviewing Your 401(k) Plan Investment Performance

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Topics: 401k plan

Our Top Five 401(k) Blogs for April 2020

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Plan Well: How to Distribute your 2021 401k Fee Disclosures

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Topics: 401k plan

What to expect from a 401(k) Audit

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Topics: 401K Audit, Podcast

Common errors in 401(k) Audits [Part 1]

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Topics: 401K Audit, Podcast

Pooled Separate Accounts - 401(k) Plan Investments

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Our Top Five 401(k) Blogs for March 2020

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Key factors to look for when hiring a 401(k) audit firm

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Topics: 401K Audit, Podcast

Webinar: Layoffs and Your 401(k): What You Need to Know

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Topics: 401K Audit, 401k plan, Webinar

SAS 136 - Audit Report Update

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Topics: 401K Audit

COVID-19: Provider and Investment Questions

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Topics: 401k plan

The SECURE Act/Opinion Letter Changes

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Topics: 401K Audit

So, You Need an Audit – Is a Virtual Audit Possible?

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What is a 401(k) Plan fiduciary?

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Audit Sampling for Your 401(k) Plan

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7 Unique Terms Used in the Employee Benefit Plan Industry

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401(k) Forfeiture Accounts Contributions

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401(k) Plan: Full Scope or Limited Scope 401(k) Audit?

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Failing the 401(k) Non-Discrimination Testing

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What is the 80 – 120 rule?

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Why Your 401(k) Plan Needs a Fidelity Bond

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Topics: 410k plan

Step 2-After You Select a Benefit Plan Auditor

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Reviewing Your 401(k) Plan Non-Discrimination Testing

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It's Time to Update Your 401(k) Plan Sponsor Contact Information

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Our Top Five 401(k) Blogs for December 2019

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What is a 401(k) Plan Census?

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Red Flag Issues on Your Form 5500

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Prepare for Your 401(k) Plan Year-end

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New! SECURE Act Update

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Document Retention During a Business Transition

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ERISA Retirement Plan Settlements in 2019

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Hardship Withdrawals – Changes in 2019

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Enhancing Employee Communication Regarding Benefit Plans

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Topics: 401k plan

Distributing your 401(k) Plan Summary Annual Report

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Topics: 401k plan