<img height="1" width="1" style="display:none" src="https://www.facebook.com/tr?id=187647285171376&amp;ev=PageView&amp;noscript=1">

New Department of Labor Proposal Regarding ESG Funds in 401(k) Retirement Plans

A recent proposal by the Department of Labor (DOL) would put restrictions on the ability of a 401(k) Plan Fiduciary to include ESG Funds (Environmental, Social and Governance Funds) in their..

Read More

Topics: 401K Audit

Search the blog:

Another Concern During the Pandemic – Data Security

Read More

Topics: 401K Audit

The CARES Act and Your 401(k) Plan

Read More

Topics: 401k plan

401(k) Plan Documents – Updates for CARES Act 2020

Read More

Topics: 401k plan

Requested documents for a 401(k) plan audit

Read More

Topics: 401K Audit

Our Top Five 401(k) Blogs for May 2020

Read More

Topics: 401k plan

Reviewing Participant Loans

Read More

Topics: 401K Audit

Summary Annual Report

Read More

Topics: 401k plan

New DOL Rules Regarding Required Disclosures

Read More

Topics: 401k plan

Is Your 401k Plan in Compliance & Audit Ready?

Read More

Things to Consider as a Plan Sponsor During these Difficult Times

Read More

Common errors in 401K Audits [Part 2]

Read More

Topics: 401K Audit

Reviewing Your 401(k) Plan Investment Performance

Read More

Topics: 401k plan

Your Upcoming Form 5500 Deadline

Read More

Topics: 401k plan

2020 Update: Required Minimum Distribution (RMD)

Read More

Topics: 401k plan

What to Include in Your 401(k) Plan Document Retention Policy

Read More

Topics: 401k plan

Your Fiduciary Duty - Monitoring Your 401(k) Plan Service Providers

Read More

Topics: 401k plan

Our Top Five 401(k) Blogs for April 2020

Read More

Topics: 401k plan

401(k) Participant Loans in Difficult Times

Read More

Topics: 401k plan

401k Audit Report – What to look for

Read More

Topics: 401k plan

Distributing Your 2020 Fee Disclosure to Plan Participants

Read More

Topics: 401k plan

What to expect from a 401(k) Audit

Read More

Topics: 401K Audit

Increased Cyber-security Attacks on 401(k) Plans Due to Pandemic

Read More

Topics: 401k plan

Virtual 401(k) Audits – Tips from Summit CPA Group

Read More

Topics: 401K Audit

Common errors in 401K Audits [Part 1]

Read More

Topics: 401K Audit

Pooled Separate Accounts - 401(k) Plan Investments

Read More

Topics: 401k plan

401(k) Plan Investments-Mutual Funds

Read More

Topics: 401k plan

Our Top Five 401(k) Blogs for March 2020

Read More

Topics: 401k plan

401(k) Investments: Common Collective Trusts

Read More

Topics: 401k plan

401(k) Plan Investment Diversification

Read More

Topics: 401k plan

Internal Controls in Your 401(k) Plan During COVID-19

Read More

Topics: 401k plan

Join our LinkedIn Webinar with Kim Moore and Matt Towers

Read More

Topics: 401k plan

Key factors to look for when hiring an audit firm

Read More

Topics: 401K Audit

COVID-19: Enhancing Employee Communication

Read More

Topics: 401k plan

Webinar: Layoffs and Your 401(k): What You Need to Know

Read More

Topics: 401k plan

Pricing for a 401(k) Audit

Read More

Topics: 401K Audit

SAS 136 - Audit Report Update

Read More

Topics: 401K Audit

CARES Act – What Does it Mean for 401(k) Plan Sponsors?

Read More

Topics: 401k plan

COVID-19: Provider and Investment Questions

Read More

Topics: 401k plan

The SECURE Act/Opinion Letter Changes

Read More

Topics: 401K Audit

So, You Need an Audit – Is a Virtual Audit Possible?

Read More

Topics: 401k plan

Our Top Five 401(k) Blogs for February 2020

Read More

Topics: 401K Audit

Plan Sponsor Guide for 401(k) Plans During the Pandemic

Read More

Topics: 401k plan

What is a 401(k) Plan fiduciary?

Read More

Topics: 401k plan

Audit Sampling for Your 401(k) Plan

Read More

Topics: 401k plan

Your Guide to Form 5500

Read More

Topics: 401K Audit

Necessary Information to Complete Your 401(K) Audit

Read More

Topics: 401k plan

What companies must know before the 401(k) audit deadline

Read More

Topics: 401K Audit

Monitoring Controls for a 401(k) Plan

Read More

Topics: 401k plan

7 Unique Terms Used in the Employee Benefit Plan Industry

Read More

Topics: 401k plan

Why is an SOC Report Important to Your 401(k) Plan?

Read More

Topics: 401k plan

Our Top Five 401(k) Blogs for January 2020

Read More

Topics: 401k plan

AICPA Employee Benefit Plan Audit Quality Center

Read More

Topics: 401k plan

Distinguishing an knowledgable 401K Auditor

Read More

Topics: 401K Audit

401(k) Forfeiture Accounts Contributions

Read More

Topics: 401k plan

401(k) Plan: Full Scope or Limited Scope 401(k) Audit?

Read More

Topics: 401k plan

Failing the 401(k) Non-Discrimination Testing

Read More

Topics: 401k plan

What is the 80 – 120 rule?

Read More

Why Your 401(k) Plan Needs a Fidelity Bond

Read More

Topics: 410k plan

Step 2-After You Select a Benefit Plan Auditor

Read More

Topics: 401k plan

Conduct Your 401(k) Audit Virtually

Read More

Topics: 401k plan

Tracking Your 401(k) Plan Participants

Read More

Topics: 401k plan

Reviewing Your 401(k) Plan Non-Discrimination Testing

Read More

Topics: 401k plan

It's Time to Update Your 401(k) Plan Sponsor Contact Information

Read More

Topics: 401k plan

It's Time to Set-Up Your 401(k) Compliance Calendar

Read More

Topics: 401k plan

Our Top Five 401(k) Blogs for December 2019

Read More

Topics: 401k plan

Summit CPA Group Can Help Streamline Your 401(k) Audit

Read More

Topics: 401k plan

What is a 401(k) Plan Census?

Read More

Topics: 401k plan

Red Flag Issues on Your Form 5500

Read More

Topics: 401k plan

401(k) Plan Distributions

Read More

Topics: 401k plan

Prepare for Your 401(k) Plan Year-end

Read More

Topics: 401k plan

New! SECURE Act Update

Read More

Topics: 401k plan

Document Retention During a Business Transition

Read More

Topics: 401k plan

Investment Policy Statement for a 401(k) Plan

Read More

Topics: 410k plan

ERISA Statute of Limitations

Read More

New 401(k) Proposal – Public 401(k) Plans

Read More

Topics: 401k plan

ERISA Retirement Plan Settlements in 2019

Read More

Topics: 401k plan

Who Is an Eligible Participant for Your 401(k) Plan?

Read More

Topics: 401k plan

Hardship Withdrawals – Changes in 2019

Read More

Topics: 401K Audit

SECURE Act Update – November 2019

Read More

Topics: 401k plan

Investment Options in a 401(k) Plan

Read More

Topics: 401k plan

IRS Updates 401(k) Plan Contribution Limits for 2020

Read More

Topics: 401k plan

Enhancing Employee Communication Regarding Benefit Plans

Read More

Topics: 401k plan

401(k) Plan Documents

Read More

Topics: 401k plan

Open Enrollment Is Almost Here

Read More

Topics: 401k plan

Distributing your 401(k) Plan Summary Annual Report

Read More

Topics: 401k plan

Our Top Five 401(K) Audit Blog Posts for September 2019

Read More

Topics: 401k plan

IRS Extends Form 5500 Filing Deadlines for Those in Disaster Areas

Read More

Topics: 401k plan

October 15th Form 5500 Deadline!

Read More

Topics: 401k plan

The Internal Controls in Your 401k Plan

Read More

Topics: 401k plan

How Much Does a 401k Audit Cost?

Read More

Topics: 401k plan

401k Contributions - Distributions - Reconciliation and Reporting

Read More

Topics: 401k plan

What Happens to Your 401(k) When You Change Jobs?

Read More

Topics: 410k plan

Our Top 5 401(k) Audit Blog Posts for August 2019

Read More

Topics: 401k plan

Required Year-end Disclosures for Your 401k Plan

Read More

Topics: 401k plan

Your 401(k) Plan Document Retention Policy

Read More

Topics: 401k plan

401(k) Plan Forfeiture Accounts

Read More

Topics: 401k plan

Six Steps to Prepare Your 401(k) Plan for an Audit

Read More

Topics: 401k plan

Happy National 401(k) Day!

Read More

Topics: 401k plan

Documentation Security During Your 401k Audit

Read More

Topics: 401k plan

Form 5500 Deadline Approaching for Calendar Year 401(k) Plans

Read More

Topics: 401k plan

Monitoring Your 401(k) Plan Service Provider

Read More

Topics: 401k plan

What is a Limited Scope 401(k) Audit?

Read More

Topics: 401k plan

New Employee Benefit Plan Auditing Standard

Read More

Topics: 401k plan

What Are the Benefits of a 401(k) Audit?

Read More

Topics: 401k plan

New Open MEP Ruling by the Department of Labor

Read More

Topics: 401k plan

UPDATE: SECURE Act and the Retirement Savings and Security Act

Read More

Topics: 401k plan

401(k) Plan Audit Sampling

Read More

Topics: 401k plan

What to Look for When You Get Your 401(k) Audit Report

Read More

Topics: 401k plan

Design a 401(k) Plan to Maximize Value for Employees

Read More

Topics: 401k plan

Your 401(k) Audit - Internal Control Memo Comments

Read More

Topics: 401k plan

401(k) Plan - Insurance General Account Investments

Read More

Topics: 401k plan

Our Top Five 401(k) Audit Blog Posts for June 2019

Read More

Topics: 401k plan

401(k) Plan Investments & Pooled Separate Accounts

Read More

Topics: 410k plan

Common Collective Trusts - 401(k) Plan Investments

Read More

Topics: 401k plan

Target Date Funds for 401(k) Plan Investments

Read More

Topics: 401k plan

Mutual Funds – Your 401(k) Plan Investments

Read More

Topics: 401k plan

Annual Summary Report for Your 401(k) Plan

Read More

Topics: 401K Audit

Safe Harbor 401(k) Plan- What is it?

Read More

Topics: 401k plan

Our Top Five 401(k) Blog Posts for May 2019

Read More

Topics: 401k plan

Locating Missing 401(k) Participants

Read More

Topics: 401k plan

Form 5500 Deadline for Calendar Year 401(k) Plans Approaching

Read More

Topics: 401k plan

What to Do if You Missed Something in Administering a 401(k) Plan

Read More

Topics: 401k plan

Department of Labor Voluntary Correction Programs

Read More

Topics: 401k plan

401(k) Plan Fee Disclosure Requirements

Read More

Topics: 401k plan

Does Your 401k Plan Provider Offer Effective Retirement Planning Tools?

Read More

Topics: 401k plan

How to Increase Participation in Your Company 401(k) Plan

Read More

Topics: 401k plan

AICPA Employee Benefit Plan Conference

Read More

Topics: 401k plan

SECURE ACT Update – New Legislation Impacting 401k Plans

Read More

Topics: 401k plan

A Guide to the Form 5500

Read More

Topics: 401k plan

Our Top 5 401(k) Audit Blog Posts for April 2019

Read More

Topics: 401k plan

What Information Will Be Needed To Complete Your 401(k) Audit?

Read More

Topics: 401k plan

How Can Summit CPA Group Help Streamline Your 401(k) Audit?

Read More

Topics: 401K Audit

Monitoring 401(k) Plan Controls

Read More

Topics: 401k plan

What is a 401(k) Partial Plan Termination?

Read More

Topics: 401k plan

Terms Unique to the Employee Benefit Plan Industry

Read More

Topics: 401k plan

What is a SOC Report and Why Is It Important to My 401(k) Plan?

Read More

Topics: 401k plan

How to Find an Expert Auditor for Your 401(k) Plan Audit

Read More

Topics: 401K Audit

AICPA Employee Benefit Plan Audit Quality Center (EBPAQC)

Read More

Topics: 401k plan

Employee Benefit Security Administration Investigations

Read More

Topics: 401k plan

What are 401(k) Forfeiture Accounts?

Read More

Topics: 401k plan

What Happens When I Receive an Audit Deficiency?

Read More

Topics: 401k plan

Failing your 401(k) plan’s non-discrimination testing

Read More

Topics: 401k plan

What is a Fidelity Bond and Why Does My 401(k) Plan Need One?

Read More

Topics: 410k plan

Is Your 401(k) Plan Eligible for a Limited Scope 401(k) Audit?

Read More

Topics: 401K Audit

Simplifying the 401(k) Audit through Innovation

Read More

Topics: 401k plan

401(k) Plan Census-What is it?

Read More

Topics: 401k plan

401(k) Plan: The 80 – 120 Rule

Read More

Topics: 401k plan

You've Selected an Auditor for Your 401(k) Plan – Now What?

Read More

Topics: 401K Audit

You Found Out Your 401(k) Plan Needs an Audit – Now What?

Read More

Topics: 401K Audit

Do You Know Where All Your 401(k) Plan Participants Are?

Read More

Topics: operational compliance

Time to Review Your 401(k) Plan Non-discrimination Testing

Read More

Topics: 401k plan

Preparing for a Department of Labor (DOL) Audit

Read More

Topics: 401K Audit

2019 Changes to the Hardship Withdrawal Rules for 401(k) Plans

Read More

Topics: 401k plan

Have You Received a DOL Notice Regarding an Audit/Review?

Read More

Topics: 401K Audit

Is it Time for Your 401(k) Plan Census?

Read More

Topics: 401k plan

It’s Almost Open Enrollment Time

Read More

Topics: 401k plan

Year-End Preparation for your 401(k) Plan

Read More

Topics: 401k plan

Hardship Withdrawal IRS Proposal

Read More

Topics: 410k plan

401(k) Participant Loans

Read More

Topics: 401k plan

IRS Updates 401(k) Plan Contribution Limits for 2019

Read More

Topics: 401k plan

Designing a 401(k) Plan to Maximize Value for Your Employees

Read More

Topics: 401k plan

Internal Control Comments Noted in Your 401(k) Audit

Read More

Topics: 401k plan

Audit Sampling

Read More

Topics: 410k plan

Executive Order Regarding Open Multiple Employer 401(k) Plans

Read More

Topics: 401k plan

Increase Participation in Your Company 401(k) Plan

Read More

Topics: 401k plan

New Ruling by IRS Related to Student Loan Repayment

Read More

Topics: 401k plan

How to Avoid IRS and DOL Penalties with your 401(k) Plan

Read More

Topics: 401k plan

Recent 401(k) Plan Violations

Read More

Topics: 401K Audit

401(k) Plan Investments – Insurance General Account Investments

Read More

Topics: 410k plan

Getting Familiar with Collaborating Remotely

Read More

Topics: Virtual CFO, distributed company, Remote work

401(k) Plan Investments – Common Collective Trust

Read More

Topics: 410k plan

401(k) Plan Investments – Pooled Separate Accounts

Read More

Topics: 410k plan

Important Money Tips for Your 50’s

Read More

Topics: Cash Flow Management

401(k) Plan Investments – Target Date Funds

Read More

Topics: 410k plan

4 Tips for Maintaining Happy Clients as a Remote Auditor

Read More

Topics: 401K Audit, 410k plan, distributed company

Penalties for Fiduciary Violations

Read More

Topics: 401K Audit

Employee Benefit Plan Cyber Security Risks

Read More

Topics: 410k plan

401(k) Plan Reference Material

Read More

Topics: 401K Audit

How to Select a Qualified Benefit Plan Auditor

Read More

Topics: 401K Audit

What is a Partial Plan Termination?

Read More

Topics: 410k plan

What to Look for in Your 401(k) Audit Report

Read More

Topics: 401K Audit, 410k plan

DOL Voluntary Correction Programs

Read More

Topics: 410k plan

Correcting an Administrative Error in Your 401(k) Plan

Read More

Topics: 410k plan

401(k) Forfeiture Accounts

Read More

Topics: 410k plan

You Just Found Out Your 401(k) Plan Needs an Audit – Now What?

Read More

Topics: 401K Audit

401(k) Monitoring Controls – Investments

Read More

Topics: 410k plan

April Employee Spotlight: Karen Hill

Read More

Topics: 401K Audit, 410k plan, distributed company

What is a Safe Harbor 401(k) Plan?

Read More

Topics: 410k plan

401(k) Plan Monitoring Controls

Read More

Topics: 410k plan

Fee Disclosure Requirements for 401(k) Plans

Read More

Topics: 410k plan

What is a 401(k) Plan Census?

Read More

Topics: 401K Audit

SOC Reports-Why It’s Important to Your 401(k) Plan

Read More

Topics: 401K Audit

Benefit Plan Terminology for Administrators

Read More

Topics: 410k plan

Is a Fidelity Bond Required for a 401k Plan?

Read More

Topics: 410k plan

Limited Scope Asset Certification

Read More

Topics: 401K Audit

What is a Limited Scope Audit?

Read More

Topics: 401K Audit

Speed Up the 401k Audit Process

Read More

Topics: 401K Audit

Reviewing a 401k Audit Report

Read More

Topics: 401K Audit

Full Scope vs. Limited Scope Audit

Read More

Topics: 401K Audit